Sunday, 31 May 2015

Mr.X Part II: Fraud Risk Indicator


There are several warning signs of bankruptcy frauds. These warning signs can be used as a strong indication to initiate an investigation process. Sometimes these warning signs could exist in conditions of no fraud, thus, do not jump to conclusions simply based on these warning signs (Brown, Netoles, Rasnak, & Tighe, 1999). Among the possible warning signs in relation to the case are as follows:

1)    Failure to disclose prior bankruptcy case – Mr.X was declared a bankrupt effective on February 1993.  On April 1996, he became a guarantor for a loan facility of the ABC Bank without disclosing his bankruptcy status in the bank loan applications.

2)    Incomplete information in the bank loan application – The law requires any person who has been declared bankrupt under the Bankruptcy Act 1967, shall informed the person with whom he entered into the contract that he was undischarged bankrupt. However, Mr.X failed to do so.

3)    A history of prior litigation or post-petition litigation involving breech of contracts or fraud misrepresentation – Mr.X was originally charged with two principles charges under provisions of the Penal Code. However, the prosecution chose not offer any further evidence and subsequently he was discharged of the principle charges.

4)    Concealment of assets – Mr.X jointly with his wife had formed new company on August 1995 namely JKL Sdn Bhd. Based on the facts of case, the company belongs to his wife and he was acting as a guarantor in the overdraft and loan applications for the company to buy an apartment unit despite being declared a bankrupt.

5)    Same individuals involved in previous "failed company” – Mr.X was made a bankrupt in respect of a default judgement against him. The default judgement filed by XYZ Bank and entered in the Kota Kinabalu High Court on May 1987. In the prosecution’s case, he was the second defendant who was a guarantor for a loan facility granted to a company belonging to his wife.


REFERENCES:

Brown, J. B., Netoles, B., Rasnak, S. T., & Tighe, M. (1999). Identifying Bankruptcy Fraud. Credit Reasearch Foundation, 1–16.

http://www.insolvensi.gov.my/gallery/press-statement/the-star/182-star-02-12-10-a-g-t...

 





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